Job Description

What is the opportunity?

Ensure that Know Your Client (KYC) information is refreshed accurately during a periodic refresh in accordance with regulations and RBC policies including those that pertain to AML, and sanctions

What will you do?

• Conduct Quality Control (QC) 4 eye check reviews on KYC refreshes for various business units to ensure documentation is in line with RBC KYC requirements and Data Quality standards
• Act as Subject Matter Expert on KYC policies for Canada, US, UK, Europe (eg. France, German, Spain, Italy) and Asia Pacific regions.
• Provide advice to RBCCM Internal & external stakeholders on KYC information and documentation requirements, addressing questions relating to KYC requirements and applicable regulations.
• Be familiar with RBC Capital Markets lines of business in order to identify, coordinate and follow up with relevant internal contacts
• Guide team members to achieve clarity on KYC/AML issues and make sure that those issues are tracked, reported on and resolved in a timely manner.
• Escalate to appropriate Financial Crimes team (AML Advisory, Global Economic Sanctions, HRC) where material adverse information has been identified, or relating to sanctions or respectively to the extent not escalated otherwise to AML Compliance.
• React flexibly to changing business needs and ensure that skill set can be transferred to other areas of the team as and when required, this may include pivoting between refresh, and outreach teams

What you need to succeed?

Must-have

• BA/BS or equivalent
• 1-2 years of prior relevant experience
• Knowledge of global Regulatory requirements (IIROC, FINRA, FCA, OFSI, IRS, etc.) and/or experience working with regulatory or rule based environments.
• Familiarity with Capital Markets products, trade systems and business lines.
• Creative thinker with problem solving skills.
• Organizational skills with strong time management.
• Excellent verbal and written communication skills.
• Reporting and tracking using tools such as MS Excel,

Nice-to-haves

• Excellent computer skills, e.g. Word, etc. and knowledge of KYC system like GoldTier or Fenergo
• Knowledge of any of the following languages in additional to language: French, German, Spanish, Italian, Mandarin, or Cantonese are an asset

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
• Leaders who support your development through coaching and managing opportunities 
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work
• Flexible work/life balance options

RBC requires as a condition of employment that all successful candidates in the United States and Canada be fully vaccinated against COVID-19 prior to their start date, and may require proof of the same.  Reasonable accommodation is available where required by law.