Your role

Do you have a knack for Third Party Risk Management and SOX controls testing? Are you skilled at conducting risk assessment and implementing control frameworks?

We're looking for someone like that to:

• perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Independent Management Testing (IMT) approach and according to the firm's Vendor Risk Framework (VRF)
• address and clear any review points raised through Quality Assurance (QA) review in a timely manner
• escalate any potential testing issues / exceptions to appropriate teams
• inform Control Owners, onshore Process Owners and Operational Risk Control
• maintain the Issue Logs, ensuring they are kept up-to-date and detailed
• provide timely updates to the testing status tracker and ensuring all QA review points are closed out quickly
• participate in weekly and monthly progress meetings with control owners and contribute to discussions around control issues and fails
• perform testing of remediated controls and escalate any potential issues immediately
• contribute to the status reporting in a timely manner
• share and maintain knowledge

Your team

You will be working in Group Corporate Services (GCS), one of the functions in the new Chief Digital and Information Office (CDIO) organization, in our office in Pune, India.

The GCS function manages UBS' real estate portfolio globally and supports the firm's outsourcing footprint, third party vendor and sourcing strategies by identifying and delivering opportunities that provide optimal value and drive digitalization through our platforms.

The role offers the unique opportunity to quickly grow in the area of change with high visibility to senior management and to build up a track record and solid network across the bank.

Your expertise

You have:

• ACA/ACCA or equivalent audit or accounting qualification
• 10+ years' experience in Financial Services or Big 4 practice
• experience performing tests of controls within Third Party Risk Management and SOX specific testing
• very good written and spoken English

About us

UBS is the world's largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

From gaining new experiences in different roles to acquiring fresh knowledge and skills, at UBS we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves.

Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.